Beth Cazalet

  • Hedge Funds
  • Compliance Expert
  • Asset & Fund Management
  • Private equity & venture capital managers
  • Corporate finance firms
  • Custodians
  • Broking firms
  • Appointed representative principals
  • Wealth managers
  • MLRO

Beth has over 30 years regulatory experience working both as in-house compliance and providing consulting services. She has been a Compliance Officer of both Kleinwort Benson Private Bank and Lazard Asset Management, major investment banks offering a full range of asset management services. She has sat on committees for both the Unit Trust Association and the Institutional Fund Managers Association, was a Fellow of the Securities Institute and has spoken and panelled at global conferences on Compliance.

Since 2010, Beth has been a regulatory Compliance Consultant. She has functioned as Director, Compliance Officer and Money Laundering Reporting Officer on an interim basis for several firms. Beth works with boutique corporate finance firms, custodians, private equity and venture capital managers as well as broking firms, appointed representative principals, wealth managers and asset managers offering hedge funds, AIFs, UCITS and discretionary mandates. With all of these she focuses on assisting with corporate governance and compliance arrangements.