Clive is a governance, compliance and risk (“GCR”) expert of 30+ years of experience. He started at the Bank of England, the UK’s Central Bank, later joining M&G Group Plc, a leading asset manager. In 2003 he joined International Financial Data Services, a global provider of outsourced services to the fund management, platforms, wealth management and pensions industry, as the Group Risk & Compliance Director. He is currently an advisor to a group of media/tv companies.
He is a chartered Fellow (Hon) of the Chartered Institute for Securities & Investment and has served as a director, trustee, non-executive director, and chairman of various companies and industry bodies.
Outsourced services, governance frameworks and controls, risk-based assessments, oversight activities, due diligence, service legal agreements, and exit planning.
Senior management arrangements, systems and controls and the design and implementation of three lines of defence models.
Provision of reporting, advice, guidance and support on GCR matters, including capital and liquidity requirements, business continuity planning, data protection, anti-money laundering and regulatory training.
Design, provision and delivery of effective training programmes.
Establishment, operation and administration of investment schemes and retail savings products.