David Guest

  • Broking & Broker-Dealer
  • Business Strategy
  • Client Relationship Management
  • Compliance
  • Equity Sales
  • Investment Regulation
  • MiFID II
  • UK, US & Singapore

With over 35 years’ experience in the investment sector, running equity businesses in Europe, US and Asia, David has particular expertise in the management of Research and Equity Sales. As President and COO of a US Broker dealer, Managing Director of a Singaporean broker and COO of a European Equities business, David has first-hand experience of regulatory regimes in many of the major international centres.

David’s expertise is based on his experience in roles that have included responsibility for (among other things) Compliance, Finance and Client Relationship Management and he has been responsible for the generation and subsequent execution of business plans and strategies for board level executives. With a special interest in the application of MiFID II as applied to sales, research and trading across equities and other securities, David has participated in the adoption of these and many other new regulatory requirements.