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Mark Ross

  • Regulatory & Compliance
  • AML/fraud prevention
  • Senior Management Systems & Controls
  • Corporate Governance
  • Investment Funds

Mark has over thirty years' compliance, risk management, governance, and AML/fraud prevention expertise across the investment sector, including with IMRO (Investment Management Regulatory Organisation – an FCA predecessor body), a number of senior compliance and risk roles, and Big Four consultancy experience with Deloitte, EY and KPMG, including the leading of Skilled Person's assignments.

Mark's industry roles include time with AXA Sun Life, 3i, Capita and Link and Lighthouse Group plc where he was a director and the company secretary of this quoted company.

Mark is a qualified KPMG-trained chartered accountant and former fellow of the Compliance Institute.  He previously represented the intermediary sector on the Treasury/Home Office Money Laundering Advisory Committee and was a member of the Investment Association’s Prudential Committee.