Rod Martenstyn

Rod Martenstyn is an accountant with over 30 years of experience in the Financial Services industry.  He has held leadership positions within both Retail and Institutional Investment Brokerages, as Chief Executive Officer, Chief Financial Officer, Compliance Director and MLRO.  He has also been a prudential regulation advisor to the Board of a Retail Bank.

During this time he has sat on numerous committees including Board, Executive, Compliance, Audit and Risk, Client Money, and Remuneration. 

He has extensive experience in conduct compliance and prudential regulation such as the Capital Requirements Regulation and Investment Firms Prudential Regime, as well as the Client Assets (CASS) regime.  His specialist area is prudential regulation, including preparing and reviewing ICAAPs, ICARAs, Risk Management Frameworks (including Capital and Liquidity) and Client Assets Frameworks.

Since 2018 Rod has run a regulatory consulting business providing advice and remediation to FCA regulated companies on risk, compliance, corporate governance and prudential regulation, as well as regulatory reporting and business planning. 

He is currently an independent Non-Executive Director of a global investment brokerage firm and sits on their Board.